Individual Firm
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MATTHEW ALAN COOK
CRD#: 4617541
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MERCER GLOBAL ADVISORS INC.CRD#: 147363 222 East Carillo Street
Suite 400
Santa Barbara, CA 93101
Suite 400
Santa Barbara, CA 93101
0
Disclosures
21
Years of Experience
View By:
State Registrations
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California 7/3/2008
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Texas 4/27/2023
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Hawaii 11/4/2022
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Registered with this firm since 7/3/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/20/2003 - 06/30/2008 | SANTA BARBARA, CA |
SANTA BARBARA, CA
03/20/2003 - 06/30/2008
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.