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Detailed Report
LAURA H PINTO
LAURA KATHRYN HASSARD, LAURA HASSERD PINTO, LAURA PINTO
CRD#: 4617284
IA
Investment Adviser
B
Broker
FROST INVESTMENT SERVICESCRD#: 286129 401 Congress Ave
Austin, TX 78701
FROST BROKERAGE SERVICES, INC.CRD#: 17465 401 CONGRESS AVENUE
AUSTIN, TX 78701
Registration History
201820192020202120222023202420252026IAFROST INVESTMENT SERVICES (CRD# 286129)2022 - Present (3 years)BFROST BROKERAGE SERVICES, INC. (CRD# 17465)2018 - Present (7 years)IAFROST INVESTMENT SERVICES (CRD# 286129)2018 - 2021 (3 years)
License(s)

State Registrations

B
Texas 1/29/2018
IA
Texas 1/28/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FROST INVESTMENT SERVICES (CRD#:286129)
401 Congress Ave, Austin, TX 78701
Registered with this firm since 1/28/2022
B
FROST BROKERAGE SERVICES, INC. (CRD#:17465)
401 CONGRESS AVENUE, AUSTIN, TX 78701
Registered with this firm since 1/29/2018
Previous Registration(s)
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IA
 03/15/2018 - 12/31/2021 FROST INVESTMENT SERVICES (CRD#:286129) AUSTIN, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.