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ROBERT R LLOYD JR
ROB LLOYD, ROBERT RONALD LLOYD JR, ROBERT RONALD LLOYD JR., ROBERT R LLOYD JR. JR, ROBERT RONALD LLOYD JR. JR.…
CRD#: 4617203
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3995 E Market St
York, PA 17402
York, PA 17402
0
Disclosures
22
Years of Experience
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State Registrations
B
Connecticut 8/13/2021
B
North Carolina 8/13/2021
B
Delaware 8/13/2021
B
Pennsylvania 8/13/2021
B
Florida 8/13/2021
IA
Pennsylvania 8/13/2021
B
Georgia 5/25/2023
B
South Carolina 8/13/2021
B
Maryland 8/13/2021
B
Texas 8/13/2021
B
New Jersey 8/13/2021
IA
Texas 8/13/2021
B
New York 8/13/2021
B
Virginia 8/13/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 8/13/2021
B
Registered with this firm since 8/13/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/09/2011 - 08/24/2021 | York, PA | |
B | 06/01/2009 - 08/24/2021 | York, PA | |
B | 02/21/2006 - 06/01/2009 | YORK, PA | |
B | 01/24/2003 - 02/21/2006 | BALTIMORE, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.