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SHANE TYLER PEAK
SHANE T PEAK
CRD#: 4616879
IA
B
WELLS FARGO ADVISORSCRD#: 19616 201 S BROADWAY ST
PITTSBURG, KS 66762
PITTSBURG, KS 66762
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Alabama 11/29/2022
B
Nebraska 5/9/2023
B
Arkansas 1/1/2008
B
Nevada 1/1/2008
B
California 1/20/2021
B
New York 8/6/2020
B
Colorado 1/1/2008
B
North Carolina 1/20/2021
B
Florida 8/6/2020
B
Oklahoma 1/1/2008
B
Illinois 11/6/2023
B
Pennsylvania 4/27/2009
B
Iowa 8/6/2020
B
South Carolina 3/19/2024
B
Kansas 1/1/2008
B
Tennessee 7/11/2023
IA
Kansas 1/1/2008
B
Texas 6/4/2020
B
Kentucky 10/25/2024
IA
Texas 6/5/2020
B
Michigan 7/31/2019
B
Virginia 6/4/2020
B
Missouri 1/1/2008
B
Washington 8/20/2021
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 1/1/2008
B
Registered with this firm since 1/1/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/14/2003 - 01/03/2008 | PITTSBURG, KS | |
IA | 09/04/2003 - 01/01/2008 | PITTSBURG, KS | |
B | 02/03/2003 - 07/14/2003 | DES MOINES, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.