Individual Firm
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J. Burke Howard
J.B. Howard
CRD#: 4616718
IA
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AE WEALTH MANAGEMENT, LLCCRD#: 282580 126 E Vine St
Mount Vernon, OH 43050
Mount Vernon, OH 43050
0
Disclosures
22
Years of Experience
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State Registrations
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Ohio 5/24/2022
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Texas 5/24/2022
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Registered with this firm since 5/24/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/15/2018 - 05/31/2022 | Westerville, OH | |
IA | 04/19/2016 - 01/11/2018 | WESTERVILLE, OH | |
B | 06/29/2009 - 01/11/2018 | WESTERVILLE, OH | |
IA | 06/29/2009 - 09/22/2016 | WESTERVILLE, OH | |
IA | 10/02/2003 - 07/24/2009 | WESTERVILLE, OH | |
B | 01/09/2003 - 07/24/2009 | WESTERVILLE, OH |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.