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vicky yue chen
YUE CHEN, VICKY YUE GU, YUE GU
CRD#: 4616114
IA
Investment Adviser
B
Broker
STATE FARM INVESTMENT MANAGEMENT CORP.CRD#: 3487 21671 Gateway Center Dr
Ste 101
Diamond Bar, CA 91765
STATE FARM VP MANAGEMENT CORP.CRD#: 43036 21671 Gateway Center Dr
Ste 101
Diamond Bar, CA 91765
Registration History
200420062008201020122014201620182020202220242026IASTATE FARM INVESTMENT MANAGEME... (CRD# 3487)2023 - Present (1 year)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2022 - Present (2 years)BSTATE FARM VP MANAGEMENT CORP. (CRD# 43036)2003 - 2011 (8 years)
License(s)

State Registrations

B
Arizona 8/11/2023

B
Nevada 8/11/2023

IA
Arizona 8/24/2023

IA
Nevada 8/17/2023

B
California 7/27/2022

B
Oregon 12/24/2024

IA
California 5/1/2023

IA
Oregon 12/24/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STATE FARM INVESTMENT MANAGEMENT CORP. (CRD#:3487)
21671 Gateway Center Dr Ste 101, Diamond Bar, CA 91765
Irvine, CA
Registered with this firm since 5/1/2023

B
STATE FARM VP MANAGEMENT CORP. (CRD#:43036)
21671 Gateway Center Dr Ste 101, Diamond Bar, CA 91765
Irvine, CA
Registered with this firm since 7/27/2022

Previous Registration(s)
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B
01/06/2003 - 12/21/2011 STATE FARM VP MANAGEMENT CORP. (CRD#:43036) DIAMOND BAR, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.