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Kathleen Mulcahy Manning
KATHY MANNING, KATHLEEN VERONICA MULCAHY
CRD#: 4616032
IA
B
EDWARD JONESCRD#: 250 111 GRAND BLVD
GREENWOOD, MS 38930-3562
GREENWOOD, MS 38930-3562
0
Disclosures
12
Years of Experience
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State Registrations
B
Arkansas 10/22/2018
IA
Mississippi 8/27/2018
B
Delaware 1/14/2025
B
New York 9/4/2024
B
District of Columbia 12/4/2018
B
North Carolina 1/23/2025
B
Florida 12/4/2018
B
Tennessee 12/4/2018
B
Georgia 12/4/2018
B
Texas 12/4/2018
B
Louisiana 12/4/2018
IA
Texas 12/5/2018
B
Mississippi 8/27/2018
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/27/2018
B
Registered with this firm since 6/27/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/13/2007 - 12/18/2008 | MEMPHIS, TN | |
B | 01/13/2003 - 02/13/2007 | PEARL, MS |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.