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Detailed Report
TODD ALAN BAIRD
TODD A BAIRD
CRD#: 4615558
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 100 CRESCENT CT
STE 1400
DALLAS, TX 75201
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2008 (5 years)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2015 - 2015 (<1 year)2 FIRMS2015 - Present (9 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2009 - 2015 (6 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2009 - 2012 (2 years)
License(s)

State Registrations

B
Alabama 8/28/2018
B
Mississippi 10/18/2017
B
Arizona 7/11/2023
B
Missouri 12/21/2015
B
California 12/21/2015
B
Nebraska 12/21/2015
B
Colorado 12/21/2015
B
Nevada 11/2/2021
B
Florida 12/21/2015
B
New Jersey 2/14/2018
B
Georgia 9/13/2019
B
New York 12/21/2015
B
Idaho 11/2/2021
B
Oklahoma 2/15/2017
B
Illinois 6/5/2017
B
Puerto Rico 7/21/2020
B
Kansas 12/21/2015
B
South Carolina 4/4/2024
B
Maine 12/21/2015
B
Texas 12/21/2015
B
Massachusetts 12/20/2023
IA
Texas 12/21/2015
B
Michigan 4/11/2018
B
Utah 4/26/2023
B
Minnesota 6/29/2020

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
100 CRESCENT CT STE 1400, DALLAS, TX 75201
Registered with this firm since 12/21/2015
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
100 CRESCENT CT STE 1400, DALLAS, TX 75201
Registered with this firm since 12/21/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/19/2015 - 12/28/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) DALLAS, TX
B
 05/15/2015 - 12/28/2015 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) DALLAS, TX
B
 06/03/2009 - 06/04/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
IA
 06/03/2009 - 05/15/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
IA
 04/18/2008 - 03/31/2009 STANFORD GROUP COMPANY (CRD#:39285) DALLAS, TX
B
 04/18/2008 - 03/31/2009 STANFORD GROUP COMPANY (CRD#:39285) DALLAS, TX
IA
 02/28/2003 - 04/22/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
 02/06/2003 - 04/22/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.