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CHRISTOPHER MONGEON
CHRISTOPHER R MONGEON, CHRISTOPHER ROBERT MONGEON
CRD#: 4615108
IA
B
THRIVENT ADVISOR NETWORK, LLCCRD#: 304569 7760 France Avenue S,
Suite 710
Edina, MN 55435
Suite 710
Edina, MN 55435
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 7760 Frances Ave S
Edina, MN 55435
Edina, MN 55435
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Arizona 8/27/2024
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Minnesota 7/14/2020
B
Arkansas 8/27/2024
B
Minnesota 8/8/2024
B
California 8/27/2024
B
North Dakota 8/27/2024
B
Florida 8/27/2024
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Texas 8/17/2022
B
Illinois 8/27/2024
B
Texas 8/27/2024
B
Iowa 8/27/2024
B
Washington 1/15/2025
B
Michigan 8/27/2024
B
Wisconsin 2/10/2025
SRO Registrations
B
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Registered with this firm since 7/14/2020
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Registered with this firm since 8/8/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/27/2020 - 08/02/2024 | Edina, MN | |
IA | 11/18/2013 - 08/26/2020 | EDINA, MN | |
B | 09/18/2008 - 08/26/2020 | EDINA, MN | |
IA | 07/14/2009 - 05/07/2013 | EDINA, MN | |
B | 01/01/2007 - 09/17/2008 | MINNEAPOLIS, MN | |
B | 02/14/2003 - 01/01/2007 | MINNEAPOLIS, MN | |
B | 02/14/2003 - 12/31/2006 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.