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Detailed Report
JOLETTE NICOLLE LANDRESS
NICOLE MORROW LANDRESS, NICOLLE M LANDRESS, NICOLLE MORROW LANDRESS, Nicolle Landress, JOLETTE NICOLLE MORROW
CRD#: 4613802
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 141 HURRICANE SHOALS RD
LAWRENCEVILLE, GA 30046
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2019 - 2021 (2 years)2 FIRMS2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2007 - 2019 (12 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2006 (2 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2015 - 2019 (3 years)
License(s)

State Registrations

B
Florida 10/12/2022
IA
Georgia 9/28/2021
B
Georgia 9/27/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
141 HURRICANE SHOALS RD, LAWRENCEVILLE, GA 30046
Registered with this firm since 9/28/2021
B
LPL FINANCIAL LLC (CRD#:6413)
141 HURRICANE SHOALS RD, LAWRENCEVILLE, GA 30046
Registered with this firm since 9/27/2021
Previous Registration(s)
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IA
 09/03/2019 - 09/02/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
 08/29/2019 - 09/02/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
IA
 09/28/2015 - 07/16/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DULUTH, GA
B
 06/06/2007 - 07/16/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DULUTH, GA
B
 05/28/2003 - 01/20/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.