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EDWARD VASQUEZ LOPEZ
EDWARD LOPEZ
CRD#: 4612621
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Salinas, CA
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Salinas, CA
Registration History
200420062008201020122014201620182020202220242026IAEMPOWER ADVISORY GROUP, LLC (CRD# 112058)2016 - Present (8 years)BEMPOWER FINANCIAL SERVICES, INC. (CRD# 13109)2006 - Present (18 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 3600)2004 - 2006 (1 year)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2003 - 2004 (1 year)BEDWARD JONES (CRD# 250)2003 - 2003 (<1 year)IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 3600)2005 - 2006 (1 year)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2004 - 2004 (<1 year)
License(s)

State Registrations

B
Alabama 1/11/2022

B
Montana 1/11/2022

B
Alaska 1/11/2022

B
Nebraska 1/11/2022

B
Arizona 1/11/2022

B
Nevada 1/11/2022

B
Arkansas 1/11/2022

B
New Hampshire 1/11/2022

B
California 10/6/2006

B
New Jersey 1/11/2022

IA
California 7/18/2016

B
New Mexico 1/11/2022

B
Colorado 1/11/2022

B
New York 1/11/2022

B
Connecticut 1/11/2022

B
North Carolina 1/11/2022

B
Delaware 1/11/2022

B
North Dakota 1/11/2022

B
District of Columbia 1/11/2022

B
Ohio 1/12/2022

B
Florida 1/11/2022

B
Oklahoma 1/11/2022

B
Georgia 1/11/2022

B
Oregon 1/11/2022

B
Hawaii 1/11/2022

B
Pennsylvania 1/11/2022

B
Idaho 1/11/2022

B
Puerto Rico 1/11/2022

B
Illinois 1/11/2022

B
Rhode Island 1/11/2022

B
Indiana 1/11/2022

B
South Carolina 1/11/2022

B
Iowa 1/11/2022

B
South Dakota 1/11/2022

B
Kansas 1/11/2022

B
Tennessee 1/11/2022

B
Kentucky 1/11/2022

B
Texas 1/11/2022

B
Louisiana 1/11/2022

B
Utah 1/11/2022

B
Maine 1/11/2022

B
Vermont 1/11/2022

B
Maryland 1/11/2022

B
Virginia 1/11/2022

B
Massachusetts 1/11/2022

B
Washington 1/11/2022

B
Michigan 1/11/2022

B
West Virginia 1/11/2022

B
Minnesota 1/11/2022

B
Wisconsin 1/11/2022

B
Mississippi 1/11/2022

B
Wyoming 1/11/2022

B
Missouri 1/11/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
Salinas, CA
Registered with this firm since 7/18/2016

B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
Salinas, CA
Registered with this firm since 10/6/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/23/2005 - 09/28/2006 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) SALINAS, CA
B
12/17/2004 - 09/28/2006 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) SALINAS, CA
IA
01/09/2004 - 12/17/2004 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) SAN MATEO, CA
B
09/09/2003 - 12/17/2004 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) HOUSTON, TX
B
01/28/2003 - 08/25/2003 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.