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Detailed Report
IVANA MARICH
IVANA MARIC, IVANA PESIC
CRD#: 4612036
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 777 EAST WISCONSIN AVE
MILWAUKEE, WI 53202
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - 2016 (5 years)2 FIRMS2016 - Present (9 years)
License(s)

State Registrations

B
Arizona 2/16/2016
B
New York 3/8/2019
B
Arkansas 3/8/2019
B
Ohio 3/8/2019
B
California 3/8/2019
B
Pennsylvania 3/8/2019
B
Colorado 1/22/2018
B
South Carolina 3/8/2019
B
District of Columbia 10/6/2022
IA
Texas 2/16/2016
B
Florida 3/8/2019
B
Texas 10/12/2017
IA
Florida 5/2/2019
B
Utah 7/2/2019
B
Illinois 2/16/2016
B
Washington 3/8/2019
B
Indiana 2/16/2016
B
Wisconsin 2/16/2016
B
Massachusetts 2/16/2016
IA
Wisconsin 2/16/2016
B
Minnesota 4/3/2017
B
Wyoming 2/16/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
777 EAST WISCONSIN AVE, MILWAUKEE, WI 53202
Mequon, WI
Registered with this firm since 2/16/2016
B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
777 EAST WISCONSIN AVE, MILWAUKEE, WI 53202
Mequon, WI
Registered with this firm since 2/16/2016
Previous Registration(s)
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IA
 11/01/2010 - 03/03/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) MILWAUKEE, WI
B
 11/01/2010 - 03/03/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) MILWAUKEE, WI
IA
 10/01/2008 - 11/12/2010 J.P. MORGAN SECURITIES LLC (CRD#:79) MILWAUKEE, WI
B
 10/01/2008 - 11/12/2010 J.P. MORGAN SECURITIES LLC (CRD#:79) MILWAUKEE, WI
IA
 12/19/2007 - 10/01/2008 J. P. MORGAN SECURITIES INC. (CRD#:18718) MILWAUKEE, WI
B
 11/19/2007 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.