• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KURT MARTIN
KURT MARTIN, KURT W MARTIN
CRD#: 4610711
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2005 (2 years)2 FIRMS2005 - Present (19 years)
Disclosure(s)
View By:
5/29/2018
Judgment / Lien
11/13/2015
Judgment / Lien
2/1/2014
Judgment / Lien
License(s)

State Registrations

B
Arizona 3/4/2022

B
Michigan 3/20/2012

B
California 9/20/2013

B
Minnesota 8/24/2023

B
Connecticut 6/25/2008

B
New York 1/7/2011

B
Florida 1/20/2016

B
South Carolina 9/21/2021

B
Illinois 9/27/2005

B
Tennessee 1/19/2018

IA
Illinois 9/27/2005

B
Texas 1/30/2006

B
Indiana 1/10/2025

IA
Texas 2/2/2006

B
Iowa 8/20/2024

B
Wisconsin 1/10/2006

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 9/27/2005

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 9/27/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/07/2003 - 08/29/2005 MORGAN STANLEY (CRD#:7556) CHICAGO, IL
B
02/03/2003 - 08/29/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.