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DINU MARIAN TISE
Dean Tise, Dinu Tise
CRD#: 4609240
IA
Investment Adviser
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Previous Broker
GIBBS WEALTH MANAGEMENT, LLCCRD#: 281621 1515 Calliope Street
Suite 102
New Orleans, LA 70130
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - 2012 (6 years)2 FIRMS2012 - 2019 (7 years)2 FIRMS2019 - 2021 (1 year)IAGIBBS WEALTH MANAGEMENT, LLC (CRD# 281621)2024 - Present (<1 year)IASYNERGIST PRIVATE WEALTH LLC (CRD# 312555)2022 - Present (2 years)BWADDELL & REED, INC. (CRD# 866)2003 - 2004 (1 year)IAMUTUAL ADVISORS, LLC (CRD# 167658)2021 - 2021 (<1 year)IAWADDELL & REED, INC. (CRD# 866)2002 - 2004 (1 year)
Disclosure(s)
View By:
1/19/2022
Regulatory
Final
11/1/2019
Employment Separation After Allegations
License(s)

State Registrations

IA
Louisiana 8/30/2022

IA
Texas 5/1/2023

Current Registration(s)
IA
GIBBS WEALTH MANAGEMENT, LLC (CRD#:281621)
1515 Calliope Street Suite 102, New Orleans, LA 70130
Registered with this firm since 10/8/2024

IA
SYNERGIST PRIVATE WEALTH LLC (CRD#:312555)
1515 CALLIOPE ST., SUITE 102, NEW ORLEANS, LA 70130
Registered with this firm since 8/30/2022

Previous Registration(s)
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07/13/2021 - 12/31/2021 MUTUAL ADVISORS, LLC (CRD#:167658) New Orleans, LA
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12/16/2019 - 04/09/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Metairie, LA
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12/16/2019 - 04/09/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Metairie, LA
IA
10/01/2012 - 11/26/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW ORLEANS, LA
B
10/01/2012 - 11/26/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW ORLEANS, LA
IA
10/10/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW ORLEANS, LA
B
10/10/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW ORLEANS, LA
IA
11/21/2005 - 07/28/2006 MORGAN STANLEY (CRD#:7556) NEW ORLEANS, LA
B
07/13/2005 - 07/28/2006 MORGAN STANLEY DW INC. (CRD#:7556) NEW ORLEANS, LA
IA
11/21/2002 - 02/02/2004 WADDELL & REED, INC. (CRD#:866) BATON ROUGE, LA
B
02/06/2003 - 02/02/2004 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.