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Detailed Report
MARK QUINCY WRIGHT
CRD#: 4608721
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8115 PRESTON RD STE 300
[VB-RBO]
DALLAS, TX 75225
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2003 - 2005 (1 year)2 FIRMS2006 - 2011 (5 years)2 FIRMS2011 - Present (14 years)BH.D. VEST INVESTMENT SERVICES (CRD# 13686)2005 - 2006 (1 year)BWADDELL & REED, INC. (CRD# 866)2002 - 2003 (<1 year)IAWADDELL & REED, INC. (CRD# 866)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Arizona 5/26/2021
B
Mississippi 2/4/2019
B
California 1/3/2011
B
Missouri 4/24/2020
B
Colorado 1/7/2016
B
Nevada 1/29/2019
B
Florida 8/26/2013
B
New Jersey 4/29/2024
B
Georgia 4/7/2022
B
New York 4/7/2022
B
Hawaii 10/4/2024
B
Ohio 8/2/2023
B
Illinois 11/6/2023
B
Oklahoma 1/3/2011
B
Iowa 8/1/2023
B
South Carolina 2/13/2025
B
Kansas 1/13/2025
B
Tennessee 1/23/2024
B
Kentucky 9/30/2016
B
Texas 1/3/2011
B
Louisiana 12/22/2021
IA
Texas 1/3/2011
B
Massachusetts 7/5/2023
B
Virginia 10/4/2024
B
Michigan 10/4/2024
B
Wisconsin 10/12/2022
B
Minnesota 7/27/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8115 PRESTON RD STE 300 [VB-RBO], DALLAS, TX 75225
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8115 PRESTON RD STE 300 [VB-RBO], DALLAS, TX 75225
Registered with this firm since 1/3/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/03/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) DALLAS, TX
B
 01/03/2006 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) DALLAS, TX
B
 01/03/2005 - 01/27/2006 H.D. VEST INVESTMENT SERVICES (CRD#:13686) DALLAS, TX
IA
 05/30/2003 - 01/03/2005 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) FORT WORTH, TX
B
 05/30/2003 - 01/03/2005 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
IA
 03/03/2003 - 04/28/2003 WADDELL & REED, INC. (CRD#:866) FORT WORTH, TX
B
 12/06/2002 - 04/28/2003 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.