Individual Firm
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JAY RICHARD CUTRERA
CRD#: 4608525
IA
B
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 6836 W. NORTH AVE
CHICAGO, IL 60707
CHICAGO, IL 60707
0
Disclosures
22
Years of Experience
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State Registrations
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California 1/16/2020
B
Minnesota 1/16/2020
B
Florida 1/16/2020
B
North Carolina 7/22/2021
B
Georgia 1/7/2025
B
Oregon 1/25/2023
B
Illinois 1/16/2020
B
South Carolina 8/19/2020
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Illinois 2/6/2020
B
Texas 1/16/2020
B
Indiana 1/16/2020
IA
Texas 1/17/2020
B
Kentucky 1/9/2023
B
Wisconsin 1/16/2020
B
Michigan 4/25/2022
SRO Registrations
B
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IA
Registered with this firm since 1/17/2020
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Registered with this firm since 1/16/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/23/2011 - 01/27/2020 | ELMWOOD PARK, IL | |
B | 11/17/2011 - 01/27/2020 | ELMWOOD PARK, IL | |
IA | 06/14/2010 - 11/18/2011 | CHICAGO, IL | |
B | 06/14/2010 - 11/18/2011 | CHICAGO, IL | |
IA | 02/26/2008 - 06/18/2010 | ELGIN, IL | |
B | 06/25/2007 - 06/18/2010 | ELGIN, IL | |
B | 11/13/2006 - 06/14/2007 | CHICAGO, IL | |
B | 12/04/2002 - 12/31/2006 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.