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ELIZABETH LYNN BALDWIN
LIZZ LYNN BALDWIN
CRD#: 4607930
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1840 N MILWAUKEE AVE
VERNON HILLS, IL 60061
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2009 (1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2010 - Present (14 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2004 - 2007 (3 years)BSTRONG INVESTMENTS, INC. (CRD# 15658)2003 - 2004 (1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2010 - 2012 (1 year)
License(s)

State Registrations

B
Arizona 10/30/2012

B
Missouri 10/30/2012

B
Arkansas 3/1/2016

B
Nebraska 10/30/2012

B
California 10/30/2012

B
Nevada 10/30/2012

B
Colorado 10/30/2012

B
New Hampshire 7/29/2016

B
Connecticut 7/10/2013

B
New Jersey 9/14/2016

B
Delaware 10/30/2012

B
New Mexico 6/5/2019

B
District of Columbia 10/13/2023

B
New York 12/19/2012

B
Florida 10/30/2012

B
North Carolina 10/30/2012

B
Georgia 10/30/2012

B
Ohio 10/30/2012

B
Hawaii 11/25/2013

B
Oregon 5/1/2019

B
Illinois 5/4/2012

B
Pennsylvania 10/30/2012

IA
Illinois 10/10/2012

B
Rhode Island 10/30/2012

B
Indiana 10/30/2012

B
South Carolina 10/6/2014

B
Iowa 10/30/2012

B
South Dakota 2/26/2016

B
Kansas 10/30/2012

B
Tennessee 10/30/2012

B
Kentucky 10/30/2012

B
Texas 10/30/2012

B
Louisiana 8/13/2018

IA
Texas 9/19/2013

B
Maryland 10/30/2012

B
Virginia 8/8/2013

B
Massachusetts 10/30/2012

B
Washington 5/8/2013

B
Michigan 10/30/2012

B
Wisconsin 10/30/2012

B
Minnesota 10/30/2012

B
Wyoming 10/13/2023

B
Mississippi 8/11/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1840 N MILWAUKEE AVE, VERNON HILLS, IL 60061
Registered with this firm since 10/10/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1840 N MILWAUKEE AVE, VERNON HILLS, IL 60061
Registered with this firm since 11/2/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/02/2010 - 05/15/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
IA
06/10/2008 - 08/19/2009 LANDAAS & COMPANY (CRD#:47487) MILWAUKEE, WI
B
06/10/2008 - 08/19/2009 LANDAAS & COMPANY (CRD#:47487) MILWAUKEE, WI
IA
11/26/2007 - 06/02/2008 RUSSELL INVESTMENTS (CRD#:105734) MILWAUKEE, WI
B
11/15/2007 - 06/02/2008 RUSSELL FUND DISTRIBUTORS, INC., PART OF RUSSELL INVESTMENTS (CRD#:21771) MILWAUKEE, WI
B
07/27/2004 - 09/20/2007 CHARLES SCHWAB & CO., INC. (CRD#:5393) MILWAUKEE, WI
B
07/10/2003 - 07/13/2004 STRONG INVESTMENTS, INC. (CRD#:15658) MENOMONEE FALLS, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.