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P DAVID SOLIMAN
DAVID SOLIMAN, PETER DAVID SOLIMAN
CRD#: 4607111
IA
B
SECOND LINE CAPITAL, LLCCRD#: 324386 2800 VETERANS MEMORIAL BLVD.
SUITE 220
METAIRIE, LA 70002
SUITE 220
METAIRIE, LA 70002
LPL FINANCIAL LLCCRD#: 6413 2800 VETERANS MEM BLVD, #220
METAIRIE, LA 70002
METAIRIE, LA 70002
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Alabama 2/27/2024
B
New York 5/7/2024
B
California 4/8/2015
B
Texas 3/6/2015
B
Georgia 2/27/2024
IA
Texas 5/18/2023
B
Louisiana 3/6/2015
B
Virginia 3/6/2015
IA
Louisiana 5/18/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/18/2023
B
Registered with this firm since 3/6/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/02/2018 - 05/18/2023 | Metairie, LA | |
IA | 03/12/2015 - 08/02/2018 | METAIRIE, LA | |
IA | 10/01/2012 - 03/12/2015 | METAIRIE, LA | |
B | 10/01/2012 - 03/12/2015 | METAIRIE, LA | |
IA | 12/17/2007 - 10/01/2012 | METAIRIE, LA | |
B | 09/27/2005 - 10/01/2012 | METAIRIE, LA | |
B | 02/19/2003 - 12/31/2003 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.