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BRETT E DAVID
CRD#: 4606354
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - Present (21 years)
License(s)

State Registrations

IA
Alabama 2/7/2003

B
Missouri 1/3/2006

B
Alabama 1/3/2006

B
New Hampshire 1/30/2017

B
Arkansas 1/3/2006

B
New Jersey 1/3/2006

B
California 1/3/2006

B
New York 1/3/2006

B
Colorado 1/3/2006

B
North Carolina 1/4/2006

B
District of Columbia 8/30/2013

B
Oregon 3/3/2022

B
Florida 1/3/2006

B
Pennsylvania 2/7/2003

B
Georgia 2/5/2003

B
South Carolina 4/12/2007

IA
Georgia 2/19/2003

B
Tennessee 1/3/2006

B
Illinois 5/10/2024

B
Texas 1/3/2006

B
Louisiana 4/3/2003

IA
Texas 1/3/2006

B
Maryland 1/25/2023

B
Washington 10/3/2008

B
Massachusetts 5/26/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 2/7/2003

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 1/24/2003

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.