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Detailed Report
KATHERINE ELIZABETH GLIDDEN
CRD#: 4605510
IA
Investment Adviser
B
Broker
BEAUPORT FINANCIAL SERVICES, LLCCRD#: 129996 3 HERITAGE WAY
SUITE 2
GLOUCESTER, MA 01930
VALMARK SECURITIES, INC.CRD#: 31243 3 HERITAGE WAY
SUITE 2
GLOUCESTER, MA 01930
Registration History
20082010201220142016201820202022202420262 FIRMS2017 - 2023 (5 years)2 FIRMS2023 - 2024 (1 year)3 FIRMS2024 - Present (<1 year)BNATIONAL PLANNING CORPORATION (CRD# 29604)2008 - 2017 (9 years)IANATIONAL PLANNING CORPORATION ... (CRD# 29604)2013 - 2017 (4 years)
License(s)

State Registrations

B
Arizona 8/13/2024
IA
Massachusetts 8/27/2024
B
Florida 8/13/2024
B
New Hampshire 8/13/2024
IA
Florida 8/19/2024
IA
New Hampshire 8/14/2024
B
Kentucky 8/13/2024
B
Vermont 8/13/2024
B
Massachusetts 8/13/2024
IA
Vermont 8/14/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BEAUPORT FINANCIAL SERVICES, LLC (CRD#:129996)
3 HERITAGE WAY SUITE 2, GLOUCESTER, MA 01930
Registered with this firm since 10/17/2024
IA
VALMARK ADVISERS, INC. (CRD#:108050)
3 Heritage Way, Ste. 2, Gloucester, MA 01930
Registered with this firm since 8/14/2024
B
VALMARK SECURITIES, INC. (CRD#:31243)
3 HERITAGE WAY SUITE 2, GLOUCESTER, MA 01930
Registered with this firm since 8/13/2024
Previous Registration(s)
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B
 07/19/2023 - 08/15/2024 TRIAD ADVISORS LLC (CRD#:25803) Wakefield, MA
IA
 07/26/2023 - 08/13/2024 GALLAGHER FIDUCIARY ADVISORS, LLC (CRD#:146509) Wakefield, MA
B
 11/01/2017 - 07/14/2023 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) Wakefield, MA
IA
 11/07/2017 - 05/19/2023 F3LOGIC, LLC (CRD#:289863) Wakefield, MA
IA
 09/04/2013 - 11/10/2017 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) WAKEFIELD, MA
B
 09/22/2008 - 11/10/2017 NATIONAL PLANNING CORPORATION (CRD#:29604) WAKEFIELD, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.