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CARA SOLIMINE RHODES
CARA RHODES, CARA SOLIMINE Rhodes, CARA JEANNINE SOLIMINE, CARA SOLIMINE, CARA JEANNINE SOLININE
CRD#: 4605439
IA
B
FIRST HORIZON ADVISORS, INCCRD#: 17117 211 Franklin Road, Suite 300
Brentwood, TN 37027
Brentwood, TN 37027
0
Disclosures
15
Years of Experience
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State Registrations
B
Tennessee 9/2/2020
IA
Tennessee 9/2/2020
SRO Registrations
B
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IA
Registered with this firm since 9/2/2020
B
Registered with this firm since 9/2/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/11/2019 - 09/08/2020 | BRENTWOOD, TN | |
B | 10/11/2019 - 09/08/2020 | BRENTWOOD, TN | |
IA | 12/05/2011 - 04/23/2018 | FT. LAUDERDALE, FL | |
B | 11/29/2011 - 04/23/2018 | FT. LAUDERDALE, FL | |
IA | 03/10/2008 - 08/05/2011 | FORT LAUDERDALE, FL | |
B | 01/21/2008 - 08/05/2011 | FORT LAUDERDALE, FL |
FORT LAUDERDALE, FL
03/10/2008 - 08/05/2011
FORT LAUDERDALE, FL
01/21/2008 - 08/05/2011
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.