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GARY PHILLIP WEAKS
CRD#: 460482
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 3630 PEACHTREE ROAD NE, 4TH FLOOR
ATLANTA, GA 30326
Registration History
197519801985199019952000200520102015202020252 FIRMS2005 - 2015 (10 years)2 FIRMS2015 - Present (9 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2000 - 2005 (4 years)BJ.C. BRADFORD & CO. (CRD# 1287)1990 - 2000 (10 years)BESSEX COMPANY (CRD# 7598)1984 - 1990 (5 years)BBUCKHEAD SECURITIES, INC. (CRD# 10089)1982 - 1984 (1 year)BROBINSON-HUMPHREY COMPANY, INC... (CRD# 723)1974 - 1982 (8 years)BG. H. WALKER, LAIRD INCORPORATED (CRD# 342)1972 - 1974 (1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2003 - 2005 (2 years)
License(s)

State Registrations

B
Alabama 2/13/2020

B
New Jersey 1/2/2018

B
Arizona 7/7/2015

B
New York 8/11/2021

B
California 7/7/2015

B
North Carolina 7/31/2024

B
Florida 7/7/2015

B
Pennsylvania 1/2/2019

B
Georgia 7/7/2015

B
Texas 11/15/2021

IA
Georgia 7/7/2015

B
Virginia 1/2/2018

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3630 PEACHTREE ROAD NE, 4TH FLOOR, ATLANTA, GA 30326
Registered with this firm since 7/7/2015

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
3630 PEACHTREE ROAD NE, 4TH FLOOR, ATLANTA, GA 30326
Registered with this firm since 7/7/2015

Previous Registration(s)
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IA
11/29/2005 - 07/07/2015 STERNE AGEE ASSET MANAGEMENT, INC. (CRD#:130888) BIRMINGHAM, AL
B
03/18/2005 - 07/07/2015 STERNE, AGEE & LEACH, INC. (CRD#:791) ATLANTA, GA
IA
03/04/2003 - 03/24/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
08/14/2000 - 03/24/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
04/02/1990 - 08/14/2000 J.C. BRADFORD & CO. (CRD#:1287) NEW YORK, NY
B
05/08/1984 - 04/12/1990 ESSEX COMPANY (CRD#:7598)
B
08/09/1982 - 05/03/1984 BUCKHEAD SECURITIES, INC. (CRD#:10089)
B
08/19/1974 - 08/18/1982 ROBINSON-HUMPHREY COMPANY, INC. (THE) (CRD#:723)
B
12/12/1972 - 10/05/1974 G. H. WALKER, LAIRD INCORPORATED (CRD#:342)
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B
Broker
IA
Investment Adviser
Disclosures
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