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ROBERT PAUL MARSHALL
ROBB MARSHALL, Robert Marshall
CRD#: 4604269
IA
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BRANDES INVESTMENT PARTNERS, LPCRD#: 105404 4275 Executive Sq., 5th Floor
La Jolla, CA 92037
La Jolla, CA 92037
FORESIDE FUND SERVICES, LLCCRD#: 46106 4275 Executive Sq.
5th Floor
La Jolla, CA 92037
5th Floor
La Jolla, CA 92037
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Disclosures
22
Years of Experience
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State Registrations
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California 12/3/2012
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California 7/29/2024
SRO Registrations
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Registered with this firm since 7/29/2024
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Registered with this firm since 12/3/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/01/2015 - 07/12/2024 | LA JOLLA, CA | |
B | 10/03/2011 - 08/31/2015 | PORTLAND, ME | |
B | 06/24/2010 - 09/12/2011 | GREEN BAY, WI | |
B | 03/31/2005 - 06/23/2010 | SAN DIEGO, CA | |
B | 02/04/2003 - 04/07/2005 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.