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SHAWN FRANCIS KOWALEWSKI
CRD#: 4604106
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3280 PEACHTREE RD NE STE 300
ATLANTA, GA 30305
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2003 (<1 year)2 FIRMS2003 - Present (21 years)
License(s)

State Registrations

B
Alabama 7/1/2003

B
Mississippi 2/26/2007

B
California 6/25/2019

B
Missouri 7/1/2003

B
Colorado 5/3/2021

B
New Jersey 5/2/2006

B
Delaware 6/25/2019

B
New York 7/1/2003

B
Florida 7/1/2003

B
North Carolina 7/1/2003

B
Georgia 7/1/2003

B
Ohio 7/1/2003

IA
Georgia 7/1/2003

B
Pennsylvania 6/8/2023

B
Hawaii 11/2/2023

B
Rhode Island 9/20/2023

B
Illinois 10/12/2023

B
South Carolina 1/22/2007

B
Indiana 3/3/2016

B
Tennessee 7/1/2003

B
Kentucky 1/28/2025

IA
Texas 7/8/2004

B
Louisiana 10/12/2023

B
Texas 6/29/2009

B
Maine 3/16/2021

B
Virginia 7/1/2003

B
Maryland 4/7/2009

B
West Virginia 7/1/2003

B
Massachusetts 10/12/2023

B
Wisconsin 1/28/2025

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3280 PEACHTREE RD NE STE 300, ATLANTA, GA 30305
AVONDALE ESTATES, GA
Registered with this firm since 7/1/2003

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3280 PEACHTREE RD NE STE 300, ATLANTA, GA 30305
AVONDALE ESTATES, GA
Registered with this firm since 7/1/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/02/2003 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) ATLANTA, GA
B
01/15/2003 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.