Individual Firm
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MARK GERALD BILLIONS
CRD#: 4602845
IA
B
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 6075 POPLAR AVENUE,
SUITE 625 & 628
MEMPHIS, TN 38119
SUITE 625 & 628
MEMPHIS, TN 38119
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Arkansas 11/29/2021
B
Nebraska 11/29/2021
B
Florida 11/29/2021
B
North Carolina 4/19/2022
B
Georgia 11/29/2021
B
Tennessee 11/29/2021
B
Illinois 10/14/2022
IA
Tennessee 11/29/2021
B
Kansas 12/23/2021
B
Texas 4/4/2024
B
Mississippi 11/29/2021
IA
Texas 4/4/2024
B
Missouri 11/29/2021
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/29/2021
B
Registered with this firm since 11/29/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/08/2013 - 11/30/2021 | MEMPHIS, TN | |
B | 08/08/2013 - 11/30/2021 | MEMPHIS, TN | |
IA | 08/10/2007 - 08/09/2013 | GERMANTOWN, TN | |
B | 08/10/2007 - 08/09/2013 | GERMANTOWN, TN | |
IA | 02/05/2004 - 08/21/2007 | MEMPHIS, TN | |
B | 01/01/2004 - 08/21/2007 | MEMPHIS, TN |
GERMANTOWN, TN
08/10/2007 - 08/09/2013
GERMANTOWN, TN
08/10/2007 - 08/09/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.