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PAUL JAMES MCGOVERN
CRD#: 4602678
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 222 FORBES ROAD
SUITE 202
BRAINTREE, MA 02184
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2016 (6 years)2 FIRMS2018 - Present (6 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2016 - 2018 (2 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 3600)2002 - 2009 (6 years)IASIGNATOR INVESTORS, INC. (CRD# 468)2018 - 2018 (<1 year)IASIGNATOR INVESTORS, INC. (CRD# 468)2016 - 2017 (1 year)IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 3600)2004 - 2009 (5 years)
License(s)

State Registrations

B
California 11/2/2018

B
Massachusetts 11/2/2018

B
Colorado 10/21/2021

IA
Massachusetts 11/2/2018

B
Connecticut 10/28/2024

B
New Hampshire 11/2/2018

B
Florida 11/2/2018

B
Texas 11/2/2018

IA
Florida 7/31/2019

IA
Texas 11/2/2018

B
Maine 11/2/2018

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
222 FORBES ROAD SUITE 202, BRAINTREE, MA 02184
Registered with this firm since 11/2/2018

B
OSAIC WEALTH, INC. (CRD#:23131)
222 FORBES ROAD SUITE 202, BRAINTREE, MA 02184
Registered with this firm since 11/2/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/22/2018 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) BRAINTREE, MA
B
05/13/2016 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) BRAINTREE, MA
IA
05/13/2016 - 12/31/2017 SIGNATOR INVESTORS, INC. (CRD#:468) BRAINTREE, MA
IA
09/04/2009 - 05/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) BRAINTREE, MA
B
09/04/2009 - 05/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) BRAINTREE, MA
IA
04/26/2004 - 09/04/2009 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) BRAINTREE, MA
B
11/18/2002 - 09/04/2009 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) BRAINTREE, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.