• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Grace Carvalho Harris
GRACE CARAVALHO, GRACE CARVALHO, Grace R Carvalho Harris, GRACE C HARRIS, GRACE HARRIS…
CRD#: 4602464
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3057 Akers Mill Rd SE
Atlanta, GA 30339
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2011 - 2018 (6 years)2 FIRMS2018 - 2021 (2 years)2 FIRMS2022 - Present (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2002 - 2011 (8 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2011 (3 years)
License(s)

State Registrations

B
Alabama 2/23/2022

B
Nebraska 2/23/2022

B
Alaska 2/23/2022

B
Nevada 2/23/2022

B
Arizona 2/23/2022

B
New Hampshire 2/23/2022

B
Arkansas 2/23/2022

B
New Jersey 2/23/2022

B
California 2/23/2022

B
New Mexico 2/23/2022

B
Colorado 2/23/2022

B
New York 2/23/2022

B
Connecticut 2/23/2022

B
North Carolina 2/23/2022

B
Delaware 2/23/2022

B
North Dakota 2/23/2022

B
District of Columbia 2/23/2022

B
Ohio 2/23/2022

B
Florida 2/23/2022

B
Oklahoma 2/23/2022

B
Georgia 2/22/2022

B
Oregon 2/23/2022

IA
Georgia 2/24/2022

B
Pennsylvania 2/23/2022

B
Hawaii 2/23/2022

B
Puerto Rico 2/23/2022

B
Idaho 2/23/2022

B
Rhode Island 2/23/2022

B
Illinois 2/23/2022

B
South Carolina 2/23/2022

B
Indiana 2/23/2022

B
South Dakota 2/23/2022

B
Iowa 2/23/2022

B
Tennessee 2/23/2022

B
Kansas 2/23/2022

B
Texas 2/23/2022

B
Kentucky 2/23/2022

IA
Texas 2/28/2022

B
Louisiana 2/23/2022

B
Utah 2/23/2022

B
Maine 2/23/2022

B
Vermont 2/23/2022

B
Maryland 2/23/2022

B
Virgin Islands 2/23/2022

B
Massachusetts 2/23/2022

B
Virginia 2/23/2022

B
Michigan 2/23/2022

B
Washington 2/23/2022

B
Minnesota 2/23/2022

B
West Virginia 2/23/2022

B
Mississippi 2/23/2022

B
Wisconsin 2/23/2022

B
Missouri 2/23/2022

B
Wyoming 2/23/2022

B
Montana 2/23/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3057 Akers Mill Rd SE, Atlanta, GA 30339
Hampton, GA
Registered with this firm since 2/24/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3057 Akers Mill Rd SE, Atlanta, GA 30339
Hampton, GA
Registered with this firm since 2/22/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/19/2018 - 06/07/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) Atlanta, GA
B
11/19/2018 - 06/07/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) Atlanta, GA
IA
11/21/2011 - 10/29/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
11/21/2011 - 10/29/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
IA
03/28/2008 - 03/21/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PEARLAND, TX
B
11/13/2002 - 03/21/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PEARLAND, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.