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Detailed Report
STEVEN PHILIP PAUL
CRD#: 4601078
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 MT. PLEASANT, SC
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BAMERICAN PORTFOLIOS FINANCIAL ... (CRD# 18487)2002 - 2024 (22 years)IAAMERICAN PORTFOLIOS ADVISORS, INC (CRD# 112697)2009 - 2024 (14 years)
License(s)

State Registrations

B
Colorado 10/11/2024
B
New Jersey 10/11/2024
B
Connecticut 10/11/2024
IA
New Jersey 10/11/2024
B
Florida 10/11/2024
B
New York 10/11/2024
B
Georgia 10/11/2024
B
North Carolina 10/11/2024
IA
Georgia 10/11/2024
IA
North Carolina 10/11/2024
B
Illinois 10/11/2024
B
Pennsylvania 10/11/2024
B
Louisiana 10/11/2024
B
South Carolina 10/11/2024
B
Maryland 10/11/2024
IA
South Carolina 10/11/2024
B
Massachusetts 10/11/2024
B
Texas 10/11/2024
B
Missouri 10/11/2024
IA
Texas 1/29/2025
B
Nevada 10/11/2024
B
Virginia 10/11/2024
B
New Hampshire 10/11/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
MT. PLEASANT, SC
18700 N. HAYDEN ROAD SUITE 255, SCOTTSDALE, AZ 85255
Registered with this firm since 10/11/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
MT. PLEASANT, SC
18700 N. HAYDEN ROAD SUITE 255, SCOTTSDALE, AZ 85255
Registered with this firm since 10/11/2024
Previous Registration(s)
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IA
 12/22/2009 - 10/11/2024 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
B
 10/24/2002 - 10/11/2024 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) MT. PLEASANT, SC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.