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ERIC JOSE MARRUFFO
CRD#: 4600519
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 50 W FERNANDO ST. 15TH FL, STE 1500
[LK/NH-RBO]
SAN JOSE, CA 95113
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2006 - 2006 (<1 year)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2020 (2 years)2 FIRMS2020 - 2022 (2 years)2 FIRMS2022 - Present (2 years)BMERCANTIL COMMERCEBANK INVESTM... (CRD# 117284)2007 - 2015 (7 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2004 - 2005 (<1 year)BGLOBAL FINANCIAL SERVICES, L.L.C. (CRD# 35699)2004 - 2004 (<1 year)IAMERCANTIL COMMERCEBANK INVESTE... (CRD# 117284)2014 - 2015 (1 year)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2005 - 2005 (<1 year)
License(s)

State Registrations

B
California 9/19/2022

B
District of Columbia 3/2/2023

IA
California 9/19/2022

B
Nevada 10/22/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
50 W FERNANDO ST. 15TH FL, STE 1500 [LK/NH-RBO], SAN JOSE, CA 95113
3700 FLORENCE ST, REDWOOD CITY, CA 94063
Registered with this firm since 9/19/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
50 W FERNANDO ST. 15TH FL, STE 1500 [LK/NH-RBO], SAN JOSE, CA 95113
3700 FLORENCE ST, REDWOOD CITY, CA 94063
Registered with this firm since 9/19/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/09/2020 - 09/20/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALO ALTO, CA
B
04/09/2020 - 09/20/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PALO ALTO, CA
IA
03/03/2017 - 01/22/2020 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) Palo Alto, CA
B
03/03/2017 - 01/22/2020 E*TRADE SECURITIES LLC (CRD#:29106) PALO ALTO, CA
IA
03/16/2015 - 03/01/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
B
03/16/2015 - 03/01/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN FRANCISCO, CA
IA
02/19/2014 - 02/27/2015 MERCANTIL COMMERCEBANK INVESTEMENT SERVICES, INC. (CRD#:117284) HOUSTON, TX
B
08/03/2007 - 02/27/2015 MERCANTIL COMMERCEBANK INVESTMENT SERVICES (CRD#:117284) CORAL GABLES, FL
IA
01/24/2006 - 04/11/2006 STANFORD GROUP COMPANY (CRD#:39285) HOUSTON, TX
B
01/24/2006 - 04/11/2006 STANFORD GROUP COMPANY (CRD#:39285) HOUSTON, TX
IA
01/19/2005 - 09/21/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
11/24/2004 - 09/21/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
01/09/2004 - 10/29/2004 GLOBAL FINANCIAL SERVICES, L.L.C. (CRD#:35699) HOUSTON, TX
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Broker
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Investment Adviser
Disclosures
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