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Detailed Report
CHRISTOPHER RORY HERB
CHRISTOPHER R HERB, CHRISTOPHER R. HERB, CHRISTOPHER HERB
CRD#: 4600271
IA
Investment Adviser
B
Broker
STRATEGIC ADVISERS LLCCRD#: 104555 155 SEAPORT BLVD
BOSTON, MA 02210-2698
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 123-127 SOUTH LAKE AVE.
PASADENA, CA 91101
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2018 - 2018 (<1 year)2 FIRMS2003 - 2014 (11 years)IASTRATEGIC ADVISERS LLC (CRD# 104555)2025 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2018 - Present (7 years)BFORESIDE FUND SERVICES, LLC (CRD# 46106)2014 - 2018 (3 years)BALPS DISTRIBUTORS, INC. (CRD# 16853)2014 - 2014 (<1 year)BAXA ADVISORS, LLC (CRD# 6627)2002 - 2003 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2025 (6 years)IAAXA ADVISORS, LLC (CRD# 6627)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Arizona 4/5/2018
B
Nevada 4/5/2018
B
California 4/5/2018
B
Oregon 4/5/2018
IA
California 3/31/2025
IA
Texas 3/31/2025
B
Colorado 1/3/2025
B
Utah 1/3/2025
B
Idaho 1/3/2025
B
Washington 4/5/2018

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STRATEGIC ADVISERS LLC (CRD#:104555)
155 SEAPORT BLVD, BOSTON, MA 02210-2698
Registered with this firm since 3/31/2025
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
123-127 SOUTH LAKE AVE., PASADENA, CA 91101
PASADENA, CA
Registered with this firm since 4/5/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/13/2018 - 03/31/2025 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) PASADENA, CA
IA
 04/20/2018 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) BURBANK, CA
IA
 01/22/2018 - 03/19/2018 CREATIVE PLANNING (CRD#:105348) PASADENA, CA
B
 12/16/2014 - 01/24/2018 FORESIDE FUND SERVICES, LLC (CRD#:46106) PORTLAND, ME
B
 10/08/2014 - 12/31/2014 ALPS DISTRIBUTORS, INC. (CRD#:16853) DENVER, CO
IA
 10/10/2003 - 09/23/2014 STRATEGIC ADVISERS, INC. (CRD#:104555) PASADENA, CA
B
 08/07/2003 - 09/22/2014 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) PASADENA, CA
IA
 01/06/2003 - 07/18/2003 AXA ADVISORS, LLC (CRD#:6627) WOODLAND HILLS, CA
B
 12/19/2002 - 07/18/2003 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.