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KYLE DAVID WINTER
CRD#: 4600204
IA
B
NATIONS FINANCIAL GROUP, INC.CRD#: 44181 3222 Kimball Ave.
Suite A
Waterloo, IA 50702
Suite A
Waterloo, IA 50702
0
Disclosures
22
Years of Experience
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State Registrations
B
Arizona 10/11/2016
B
Kansas 10/8/2020
B
California 10/11/2016
B
Minnesota 10/11/2016
B
Colorado 10/11/2016
B
Missouri 5/12/2022
B
Florida 10/11/2016
B
Nebraska 2/24/2020
B
Georgia 10/11/2016
B
Nevada 7/16/2021
B
Idaho 10/11/2016
B
Oregon 7/31/2019
B
Illinois 7/16/2019
B
Texas 9/28/2018
B
Iowa 10/11/2016
B
Wisconsin 5/23/2018
IA
Iowa 10/11/2016
SRO Registrations
B
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IA
Registered with this firm since 10/11/2016
B
Registered with this firm since 10/11/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/02/2007 - 10/11/2016 | WATERLOO, IA | |
B | 02/02/2007 - 10/11/2016 | WATERLOO, IA | |
IA | 09/24/2004 - 01/30/2007 | WAVERLY, IA | |
B | 09/24/2004 - 01/30/2007 | WAVERLY, IA | |
B | 11/18/2002 - 06/22/2004 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.