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JACQUELINE NICOLE EKARD
JACQUELINE NICOLE GONZALEZ MS, JACQUELINE NICOLE GONZALEZ
CRD#: 4599926
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 3480 BRASELTON HIGHWAY
DACULA, GA 30019
DACULA, GA 30019
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 3480 BRASELTON HWY
DACULA, GA 30019
DACULA, GA 30019
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Alabama 2/17/2021
B
Nevada 2/17/2021
B
California 2/17/2021
B
North Carolina 2/17/2021
B
Florida 2/17/2021
B
South Carolina 2/17/2021
B
Georgia 2/17/2021
B
Virginia 2/17/2021
IA
Georgia 2/17/2021
B
West Virginia 2/17/2021
B
Kentucky 2/17/2021
SRO Registrations
B
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IA
Registered with this firm since 2/17/2021
B
Registered with this firm since 2/17/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2018 - 02/17/2021 | RICHMOND, VA | |
B | 01/02/2018 - 02/17/2021 | RICHMOND, VA | |
IA | 10/22/2009 - 01/02/2018 | WINDER, GA | |
B | 10/22/2009 - 01/02/2018 | WINDER, GA | |
IA | 06/06/2008 - 10/14/2009 | ATHENS, GA | |
B | 06/11/2008 - 10/14/2009 | ATHENS, GA | |
IA | 02/14/2003 - 07/03/2006 | ATHENS, GA | |
B | 01/02/2003 - 07/03/2006 | ATHENS, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.