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Detailed Report
Benjamin D Weerts
Benjamin Dean Weerts
CRD#: 4599640
IA
Investment Adviser
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Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 Cohasset, MN
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2002 - 2023 (20 years)IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2024 - 2024 (<1 year)IAONEASCENT FINANCIAL SERVICES LLC (CRD# 284549)2023 - 2024 (1 year)IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2013 - 2023 (9 years)
Disclosure(s)
View By:
2/2/2009
Customer Dispute
Settled
License(s)

State Registrations

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Arizona 9/5/2024
B
North Dakota 9/5/2024
B
Florida 9/5/2024
B
Texas 9/5/2024
B
Minnesota 9/3/2024
IA
Texas 9/5/2024
IA
Minnesota 9/4/2024
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Wisconsin 9/5/2024

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
Cohasset, MN
20 3rd Street NE, Aitkin, MN 56431
Registered with this firm since 9/4/2024
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THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
Cohasset, MN
20 3rd Street NE, Aitkin, MN 56431
Registered with this firm since 9/3/2024
Previous Registration(s)
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 08/30/2024 - 09/03/2024 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) MINNEAPOLIS, MN
IA
 06/09/2023 - 08/29/2024 ONEASCENT FINANCIAL SERVICES LLC (CRD#:284549) Grand Rapids, MN
IA
 12/20/2013 - 06/12/2023 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Grand Rapids, MN
B
 11/27/2002 - 06/12/2023 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Grand Rapids, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.