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Detailed Report
ADAM CAMPBELL SIMON
CRD#: 4599504
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 313 La Grange Rd
Unit 3
Pewee Valley, KY 40056-5000
Registration History
2002200420062008201020122014201620182020202220242026IAMML INVESTORS SERVICES, LLC (CRD# 10409)2010 - Present (14 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2002 - Present (22 years)
License(s)

State Registrations

B
Alabama 7/3/2007
B
Ohio 10/3/2019
B
Colorado 1/12/2021
B
South Carolina 4/23/2024
B
Florida 9/5/2018
B
Tennessee 9/28/2005
B
Indiana 4/13/2007
B
Texas 6/18/2010
B
Kentucky 1/2/2003
IA
Texas 7/16/2010
IA
Kentucky 11/19/2010
B
Virginia 1/29/2025
B
Michigan 1/10/2014
B
West Virginia 2/16/2006
B
North Carolina 9/30/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
313 La Grange Rd Unit 3, Pewee Valley, KY 40056-5000
Registered with this firm since 7/16/2010
B
MML INVESTORS SERVICES, LLC (CRD#:10409)
313 La Grange Rd Unit 3, Pewee Valley, KY 40056-5000
Registered with this firm since 12/6/2002
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.