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MICHAEL FRANCIS WHITNEY
CRD#: 4599071
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 741 Cool Springs Blvd
SUITE 107
FRANKLIN, TN 37067
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2006 (3 years)2 FIRMS2006 - 2009 (2 years)2 FIRMS2018 - 2019 (<1 year)2 FIRMS2019 - Present (5 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2009 - 2018 (9 years)IASIGNATOR INVESTORS, INC. (CRD# 468)2018 - 2018 (<1 year)IASIGNATOR INVESTORS, INC. (CRD# 468)2009 - 2017 (8 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2004 - 2006 (2 years)
License(s)

State Registrations

B
California 1/2/2024

B
Tennessee 5/8/2019

B
Delaware 5/8/2019

IA
Tennessee 5/9/2019

B
North Carolina 11/8/2023

B
Washington 5/8/2019

B
Oregon 8/24/2022

B
Wyoming 5/8/2019

B
Pennsylvania 5/8/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
741 Cool Springs Blvd SUITE 107, FRANKLIN, TN 37067
Nashville, TN
Registered with this firm since 5/9/2019

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
741 Cool Springs Blvd SUITE 107, FRANKLIN, TN 37067
Nashville, TN
Registered with this firm since 5/8/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/02/2018 - 05/09/2019 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) BRENTWOOD, TN
B
11/02/2018 - 05/09/2019 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) BRENTWOOD, TN
IA
01/22/2018 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) BRENTWOOD, TN
B
05/27/2009 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) BRENTWOOD, TN
IA
06/04/2009 - 12/31/2017 SIGNATOR INVESTORS, INC. (CRD#:468) BRENTWOOD, TN
IA
08/14/2006 - 05/13/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) FRANKLIN, TN
B
08/04/2006 - 05/13/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) FRANKLIN, TN
IA
03/02/2004 - 08/10/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) FRANKLIN, TN
B
01/30/2003 - 08/10/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) FRANKLIN, TN
B
01/30/2003 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.