Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
BETHANY P. MITCHELTREE
BETHANY LEIGH MITCHELTREE, BETHANY LEIGH PINKERTON
CRD#: 4598092
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 4600 J. BARRY COURT
STE. 220
CANONSBURG, PA 15317
CETERA INVESTMENT SERVICES LLCCRD#: 15340 4600 J. BARRY COURT
STE. 220
CANONSBURG, PA 15317
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)2002 - 2019 (16 years)IAFORESTERS ADVISORY SERVICES, LLC (CRD# 164663)2013 - 2019 (5 years)
License(s)

State Registrations

B
California 6/21/2019
B
Oregon 6/21/2019
B
Florida 6/21/2019
IA
Pennsylvania 6/19/2019
B
Indiana 6/21/2019
B
Pennsylvania 6/21/2019
B
Maryland 4/11/2023
B
South Carolina 2/17/2021
B
Michigan 6/21/2019
B
Tennessee 10/2/2019
B
New Jersey 10/4/2019
B
Texas 6/21/2019
B
North Carolina 6/21/2019
IA
Texas 9/25/2019
B
Ohio 6/21/2019
B
West Virginia 6/21/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
4600 J. BARRY COURT STE. 220, CANONSBURG, PA 15317
MCKEES ROCKS, PA
Registered with this firm since 6/20/2019
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
4600 J. BARRY COURT STE. 220, CANONSBURG, PA 15317
MCKEES ROCKS, PA
Registered with this firm since 6/19/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/27/2013 - 06/20/2019 FORESTERS ADVISORY SERVICES, LLC (CRD#:164663) CANONSBURG, PA
B
 11/06/2002 - 06/20/2019 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) CANONSBURG, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.