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Detailed Report
MATTHEW ALAN FREY
MATTHEW FREY
CRD#: 4597964
IA
Investment Adviser
B
Broker
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 323 TOWNEPARK CIRCLE
LOUISVILLE, KY 40243
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - Present (14 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2003 - 2005 (2 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2004 - 2005 (1 year)
License(s)

State Registrations

B
Arkansas 2/8/2018
B
Michigan 1/5/2022
B
Colorado 1/5/2022
B
Missouri 1/5/2022
B
Florida 2/10/2011
B
North Carolina 1/5/2022
B
Georgia 1/10/2018
B
Ohio 2/8/2018
B
Indiana 2/13/2012
B
South Carolina 2/22/2023
B
Kentucky 2/10/2011
B
Virginia 1/5/2022
IA
Kentucky 2/10/2011
B
Washington 8/25/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963)
323 TOWNEPARK CIRCLE, LOUISVILLE, KY 40243
Registered with this firm since 2/10/2011
B
MONEY CONCEPTS CAPITAL CORP (CRD#:12963)
323 TOWNEPARK CIRCLE, LOUISVILLE, KY 40243
Registered with this firm since 2/10/2011
Previous Registration(s)
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IA
 06/22/2009 - 02/11/2011 QA3 FINANCIAL LLC (CRD#:104957) LOUISVILLE, KY
B
 06/22/2009 - 02/11/2011 QA3 FINANCIAL CORP. (CRD#:14754) LOUISVILLE, KY
IA
 07/22/2005 - 05/27/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LOUISVILLE, KY
B
 07/22/2005 - 05/27/2009 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LOUISVILLE, KY
IA
 01/05/2004 - 07/27/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) LOUISVILLE, KY
B
 01/02/2003 - 07/27/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.