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DONALD ALLAN WATERBURY
CRD#: 459725
IA
B
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 Vero Beach, FL
IFP SECURITIES, LLCCRD#: 297287 Vero Beach, FL
0
Disclosures
54
Years of Experience
View By:
State Registrations
IA
California 1/3/2018
B
Massachusetts 5/22/2019
B
California 6/6/2019
IA
New York 6/10/2021
IA
Florida 7/21/2017
IA
North Carolina 1/3/2018
B
Florida 5/22/2019
B
North Carolina 5/22/2019
IA
Illinois 1/3/2018
IA
Ohio 7/14/2017
B
Illinois 5/22/2019
B
Ohio 5/22/2019
IA
Indiana 7/14/2017
B
Oregon 11/18/2022
B
Indiana 5/22/2019
IA
Oregon 12/6/2022
B
Iowa 10/8/2021
IA
Washington 1/3/2018
IA
Kentucky 11/2/2017
B
Washington 6/6/2019
B
Kentucky 6/6/2019
B
Wisconsin 5/22/2019
IA
Massachusetts 1/17/2018
IA
Wisconsin 2/22/2022
SRO Registrations
B
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B
Registered with this firm since 5/22/2019
IA
Registered with this firm since 7/14/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/08/2009 - 05/23/2019 | VERO BEACH, FL | |
IA | 10/26/2006 - 11/03/2017 | VERO BEACH, FL | |
B | 05/21/1991 - 09/08/2009 | CINCINNATI, OH | |
B | 04/10/1974 - 03/14/1991 | RADNOR, PA | |
B | 02/06/1974 - 05/22/1974 | ||
B | 07/02/1973 - 03/22/1974 | ||
B | 08/23/1971 - 07/02/1973 | ||
B | 11/18/1970 - 08/22/1971 |
07/02/1973 - 03/22/1974
08/23/1971 - 07/02/1973
11/18/1970 - 08/22/1971
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.