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ALVARO MUNOZ
ALVARO D. MUNOZ
CRD#: 4596770
IA
B
MORGAN STANLEYCRD#: 149777 717 Texas Avenue
Suite 3050
Houston, TX 77002
Suite 3050
Houston, TX 77002
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Arizona 1/11/2021
B
New York 8/5/2021
B
California 12/8/2021
B
South Dakota 11/13/2024
B
Delaware 1/11/2021
B
Texas 1/11/2021
B
Florida 1/11/2021
IA
Texas 1/11/2021
B
New Mexico 1/11/2021
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 1/11/2021
B
Registered with this firm since 1/11/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/15/2010 - 01/11/2021 | Houston, TX | |
B | 05/16/2013 - 01/11/2021 | HOUSTON, TX | |
B | 06/30/2009 - 05/16/2013 | MIAMI, FL | |
IA | 04/26/2010 - 10/15/2010 | HOUSTON, TX | |
IA | 08/27/2009 - 03/15/2010 | MIAMI, FL | |
B | 08/26/2008 - 07/01/2009 | HOUSTON, TX | |
IA | 01/02/2003 - 08/14/2008 | EL PASO, TX | |
B | 11/26/2002 - 08/14/2008 | EL PASO, TX |
HOUSTON, TX
04/26/2010 - 10/15/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.