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NICHOLAS VENTIMIGLIO
CRD#: 4595708
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Investment Adviser
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Broker
GIVING TREE WEALTH ADVISORSCRD#: 312361 2603 CAMINO RAMON 200
SAN RAMON, CA 94583
FORTUNE FINANCIAL SERVICES, INC.CRD#: 42150 2603 Camino Ramon Road
Suite 200
San Ramon, CA 94583
Registration History
2002200420062008201020122014201620182020202220242026IAGIVING TREE WEALTH ADVISORS (CRD# 312361)2021 - Present (3 years)IANICHOLAS VENTIMIGLIO, CDFA (CRD# 150854)2010 - Present (14 years)BFORTUNE FINANCIAL SERVICES, INC. (CRD# 42150)2016 - Present (9 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2007 - 2016 (8 years)BFINANCIAL TELESIS INC (CRD# 31012)2005 - 2007 (2 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2002 - 2004 (1 year)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2016 (3 years)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2012 - 2012 (<1 year)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2007 - 2012 (5 years)IAKIM FINANCIAL ADVISORS, INC. (CRD# 126745)2004 - 2007 (3 years)IAMML INVESTORS SERVICES, INC. (CRD# 10409)2003 - 2004 (<1 year)
License(s)

State Registrations

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California 4/28/2010

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Colorado 1/5/2022

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California 2/8/2016

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Oregon 2/8/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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GIVING TREE WEALTH ADVISORS (CRD#:312361)
2603 CAMINO RAMON 200, SAN RAMON, CA 94583
Registered with this firm since 3/12/2021

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NICHOLAS VENTIMIGLIO, CDFA (CRD#:150854)
2603 CAMINO RAMON 200, SAN RAMON, CA 94583
Registered with this firm since 4/28/2010

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FORTUNE FINANCIAL SERVICES, INC. (CRD#:42150)
2603 Camino Ramon Road Suite 200, San Ramon, CA 94583
Registered with this firm since 2/8/2016

Previous Registration(s)
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07/02/2012 - 02/11/2016 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) SAN RAMON, CA
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07/23/2007 - 02/11/2016 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN RAMON, CA
IA
07/26/2012 - 08/09/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN RAMON, CA
IA
07/24/2007 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN RAMON, CA
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06/18/2004 - 08/13/2007 KIM FINANCIAL ADVISORS, INC. (CRD#:126745) SAN RAMON, CA
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02/04/2005 - 07/23/2007 FINANCIAL TELESIS INC (CRD#:31012) SAN RAMON, CA
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09/08/2003 - 07/13/2004 MML INVESTORS SERVICES, INC. (CRD#:10409) WALNUT CREEK, CA
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10/14/2002 - 07/13/2004 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
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Broker
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Investment Adviser
Disclosures
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