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Detailed Report
STEWART ALAN MCGUIRE
CRD#: 4595216
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Investment Adviser
MAI CAPITAL MANAGEMENT, LLCCRD#: 109807 251 Lafayette Circle
Suite 250
Lafayette, CA 94549
Registration History
2002200420062008201020122014201620182020202220242026IAMAI CAPITAL MANAGEMENT, LLC (CRD# 109807)2025 - Present (<1 year)IACONCENTRIC WEALTH MANAGEMENT LLC (CRD# 144773)2008 - 2025 (16 years)IAHC FINANCIAL ADVISORS INC (CRD# 110436)2002 - 2008 (5 years)IAHC FINANCIAL ADVISORS INC (CRD# 110436)2002 - 2002 (<1 year)
License(s)

State Registrations

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California 1/9/2025
Current Registration(s)
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MAI CAPITAL MANAGEMENT, LLC (CRD#:109807)
251 Lafayette Circle Suite 250, Lafayette, CA 94549
Registered with this firm since 1/9/2025
Previous Registration(s)
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 08/07/2008 - 01/24/2025 CONCENTRIC WEALTH MANAGEMENT LLC (CRD#:144773) LAFAYETTE, CA
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 11/01/2002 - 07/07/2008 HC FINANCIAL ADVISORS INC (CRD#:110436) LAFAYETTE, CA
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 11/01/2002 - 12/31/2002 HC FINANCIAL ADVISORS INC (CRD#:110436) ORINDA, CA
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.