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URIL DUANE PETERSON
CRD#: 4594983
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 203 BROYLES DR STE 200
JOHNSON CITY, TN 37601
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2011 (2 years)2 FIRMS2012 - Present (12 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2002 - 2009 (6 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2006 - 2009 (2 years)
License(s)

State Registrations

B
Alabama 10/13/2020

B
Missouri 8/14/2024

B
Alaska 8/14/2024

B
New Jersey 8/14/2024

B
Arizona 8/14/2024

B
New Mexico 9/23/2019

B
Arkansas 8/14/2024

B
New York 8/14/2024

B
California 8/14/2024

B
North Carolina 8/28/2013

B
Colorado 8/14/2024

B
Ohio 8/15/2024

B
Connecticut 8/14/2024

B
Oklahoma 8/14/2024

B
Delaware 8/14/2024

B
Oregon 8/14/2024

B
District of Columbia 8/14/2024

B
Pennsylvania 8/14/2024

B
Florida 10/16/2017

B
South Carolina 8/27/2013

B
Georgia 8/27/2013

B
Tennessee 10/1/2012

B
Illinois 8/14/2024

IA
Tennessee 10/1/2012

B
Indiana 8/14/2024

B
Texas 8/14/2024

B
Kansas 8/14/2024

B
Utah 8/14/2024

B
Kentucky 8/14/2024

B
Vermont 8/14/2024

B
Louisiana 5/24/2024

B
Virgin Islands 8/14/2024

B
Maryland 8/14/2024

B
Virginia 1/9/2013

B
Massachusetts 8/14/2024

B
Washington 1/3/2017

B
Michigan 8/14/2024

B
West Virginia 8/14/2024

B
Minnesota 8/14/2024

B
Wisconsin 8/14/2024

B
Mississippi 8/14/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
203 BROYLES DR STE 200, JOHNSON CITY, TN 37601
Registered with this firm since 10/1/2012

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
203 BROYLES DR STE 200, JOHNSON CITY, TN 37601
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/20/2009 - 07/14/2011 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) KINGSPORT, TN
B
05/20/2009 - 07/14/2011 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
IA
08/31/2006 - 02/12/2009 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) JOHNSON CITY, TN
B
11/19/2002 - 02/12/2009 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) JOHNSON CITY, TN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.