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Detailed Report
DANIEL L. CARLSON JR.
CRD#: 4593733
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 1511 N WEST SHORE BLVD
SUITE 800
TAMPA, FL 33607
Registration History
200420062008201020122014201620182020202220242026IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2013 - Present (12 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2003 - Present (21 years)
License(s)

State Registrations

B
Arizona 11/7/2023
B
New Jersey 9/17/2013
B
California 1/28/2013
B
New York 11/11/2003
B
Delaware 2/20/2025
B
North Carolina 12/9/2015
B
District of Columbia 10/4/2005
B
Pennsylvania 10/4/2005
B
Florida 11/8/2007
B
South Carolina 3/30/2023
IA
Florida 1/3/2014
B
Texas 10/9/2015
B
Illinois 1/2/2015
B
Utah 11/12/2021
B
Indiana 1/11/2017
B
Vermont 8/4/2011
B
Louisiana 2/20/2025
B
Virginia 10/3/2005
B
Maryland 10/4/2005
B
West Virginia 12/3/2019
B
Massachusetts 5/21/2015
B
Wisconsin 2/12/2018
B
Minnesota 4/30/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
1511 N WEST SHORE BLVD SUITE 800, TAMPA, FL 33607
Registered with this firm since 3/5/2013
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
1511 N WEST SHORE BLVD SUITE 800, TAMPA, FL 33607
Registered with this firm since 10/20/2003
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.