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JAN BIRK GLEISNER
JAN GLEISNER
CRD#: 4593724
IA
Investment Adviser
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Previous Broker
HAFNIA FINANCIAL, INC.CRD#: 315096 12526 HIGH BLUFF DRIVE
SUITE 300
SAN DIEGO, CA 92130
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2011 (2 years)IAHAFNIA FINANCIAL, INC. (CRD# 315096)2021 - Present (3 years)BMERCURY SECURITIES, LLC (CRD# 40368)2013 - 2016 (3 years)BGENWORTH FINANCIAL SECURITIES ... (CRD# 10358)2004 - 2007 (3 years)BCAPITAL BROKERAGE CORPORATION (CRD# 10465)2003 - 2004 (1 year)IAHERMES ECONOMETRICS (CRD# 113643)2014 - 2021 (6 years)IABELVEDERE ASSET MANAGEMENT, LLC (CRD# 147887)2014 - 2014 (<1 year)IABELVEDERE ASSET MANAGEMENT, LLC (CRD# 147887)2011 - 2013 (2 years)IAGENWORTH FINANCIAL ADVISERS CO... (CRD# 105644)2003 - 2007 (3 years)
Disclosure(s)
View By:
9/28/2016
Regulatory
Final
License(s)

State Registrations

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California 8/20/2021

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Texas 7/6/2021

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Louisiana 11/7/2023

Current Registration(s)
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HAFNIA FINANCIAL, INC. (CRD#:315096)
12526 HIGH BLUFF DRIVE SUITE 300, SAN DIEGO, CA 92130
Registered with this firm since 7/6/2021

Previous Registration(s)
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11/11/2014 - 07/05/2021 HERMES ECONOMETRICS (CRD#:113643) SAN DIEGO, CA
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02/05/2013 - 07/18/2016 MERCURY SECURITIES, LLC (CRD#:40368) NOVATO, CA
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02/11/2014 - 12/31/2014 BELVEDERE ASSET MANAGEMENT, LLC (CRD#:147887) DEL MAR, CA
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02/16/2011 - 12/31/2013 BELVEDERE ASSET MANAGEMENT, LLC (CRD#:147887) CARLSBAD, CA
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10/28/2008 - 02/07/2011 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) SAN DIEGO, CA
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10/27/2008 - 02/07/2011 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) SAN DIEGO, CA
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04/19/2007 - 10/28/2008 EPLANNING ADVISORS INC (CRD#:109184) ROSEVILLE, CA
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04/19/2007 - 10/28/2008 EPLANNING SECURITIES, INC. (CRD#:46000) OAKLAND, CA
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07/15/2003 - 04/18/2007 GENWORTH FINANCIAL ADVISERS CORPORATION (CRD#:105644) SAN DIEGO, CA
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01/01/2004 - 04/18/2007 GENWORTH FINANCIAL SECURITIES CORPORATION (CRD#:10358) SAN DIEGO, CA
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01/02/2003 - 01/01/2004 CAPITAL BROKERAGE CORPORATION (CRD#:10465) GLEN ALLEN, VA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.