Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ARDACHES PELTEKIAN
ADRO PELTEKIAN, ARDO PELTEKIAN, AROACHES PELTEKIAN
CRD#: 4593386
IA
B
MORGAN STANLEYCRD#: 149777 1111 Prospect Street
La Jolla, CA 92037
La Jolla, CA 92037
View By:
12/31/1998
Criminal
Final Disposition
State Registrations
B
Alabama 3/12/2020
B
Montana 4/27/2016
B
Alaska 4/28/2016
B
Nevada 6/1/2009
B
Arizona 6/1/2009
B
New Hampshire 9/17/2018
B
Arkansas 10/28/2024
B
New Jersey 5/6/2016
B
California 6/1/2009
B
New Mexico 8/30/2018
IA
California 11/23/2010
B
New York 6/1/2009
B
Colorado 2/8/2012
B
North Carolina 4/28/2016
B
Connecticut 4/25/2016
B
North Dakota 4/27/2016
B
Florida 8/25/2011
B
Ohio 6/27/2012
B
Georgia 9/29/2014
B
Oklahoma 4/25/2016
B
Hawaii 4/27/2016
B
Oregon 4/9/2010
B
Idaho 10/5/2018
B
Pennsylvania 4/26/2016
B
Illinois 10/14/2011
B
Rhode Island 4/25/2016
B
Indiana 4/25/2016
B
South Carolina 1/31/2018
B
Iowa 2/20/2019
B
Tennessee 5/5/2016
B
Kansas 10/28/2021
B
Texas 10/28/2009
B
Louisiana 4/25/2016
IA
Texas 7/12/2010
B
Maryland 4/29/2016
B
Utah 3/12/2020
B
Massachusetts 10/20/2020
B
Virginia 4/27/2016
B
Michigan 12/26/2017
B
Washington 6/1/2009
B
Minnesota 4/25/2016
B
Wisconsin 5/23/2016
B
Missouri 6/4/2014
B
Wyoming 9/5/2018
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 7/12/2010
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/02/2009 - 06/01/2009 | SAN DIEGO, CA | |
B | 08/05/2004 - 01/07/2009 | SAN DIEGO, CA |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.