Individual Firm
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MEREDITH S PARRISH
MEREDITH PARRISH, MEREDITH STEELE SWANSON
CRD#: 4593225
IA
B
MORGAN STANLEYCRD#: 149777 Wilmette, IL
0
Disclosures
22
Years of Experience
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State Registrations
B
Alaska 8/27/2020
B
Minnesota 6/1/2009
B
Arizona 6/1/2009
IA
Minnesota 2/4/2020
B
California 6/1/2009
B
Missouri 5/23/2014
B
Colorado 6/1/2009
B
Nebraska 3/17/2021
B
Connecticut 1/4/2018
B
New Hampshire 6/13/2019
B
Delaware 3/28/2012
B
New Jersey 1/26/2024
B
District of Columbia 5/14/2015
B
New York 1/15/2013
B
Florida 6/1/2009
B
North Carolina 1/10/2011
B
Georgia 1/4/2023
B
North Dakota 1/20/2021
B
Illinois 6/1/2009
B
Ohio 11/15/2010
IA
Illinois 6/1/2009
B
Oregon 8/7/2024
B
Indiana 1/26/2024
B
South Carolina 11/5/2013
B
Iowa 6/1/2009
B
South Dakota 11/24/2014
IA
Iowa 6/1/2009
B
Tennessee 6/8/2023
B
Kansas 1/26/2024
B
Texas 6/1/2009
B
Maine 2/14/2013
IA
Texas 2/11/2014
B
Maryland 8/12/2022
B
Utah 2/24/2022
B
Massachusetts 11/24/2014
B
Vermont 1/26/2024
B
Michigan 4/5/2021
B
West Virginia 1/2/2020
SRO Registrations
B
B
B
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/21/2005 - 06/01/2009 | WEST DES MOINES, IA | |
B | 02/25/2005 - 06/01/2009 | WEST DES MOINES, IA | |
B | 04/13/2004 - 03/02/2005 | NAPERVILLE, IL | |
B | 11/05/2002 - 03/29/2004 | MENOMONEE FALLS, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.