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BLAKE BARNES MORRIS
MORRIS BARNES BLAKE, MORRIS BLAKE BLAKE
CRD#: 4591811
IA
Investment Adviser
B
Broker
HILLTOP SECURITIES INC.CRD#: 6220 717 N. Harwood Street
Suite 3400
DALLAS, TX 75201
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2008 (5 years)2 FIRMS2016 - Present (8 years)IAHILLTOP SECURITIES ASSET MANAG... (CRD# 110760)2008 - Present (16 years)BFIRST SOUTHWEST COMPANY, LLC (CRD# 316)2008 - 2016 (7 years)IAFSW ADVISORY SERVICES INC. (CRD# 148818)2017 - 2019 (1 year)
License(s)

State Registrations

B
Alabama 1/2/2019

B
Nebraska 1/2/2019

B
Alaska 1/2/2019

B
Nevada 1/2/2019

B
Arizona 1/2/2019

B
New Hampshire 1/2/2019

B
Arkansas 1/2/2019

B
New Jersey 1/2/2019

B
California 1/2/2019

B
New Mexico 1/2/2019

B
Colorado 1/2/2019

B
New York 1/2/2019

B
Connecticut 1/2/2019

B
North Carolina 1/2/2019

B
Delaware 1/2/2019

B
North Dakota 1/2/2019

B
District of Columbia 1/2/2019

B
Ohio 1/3/2019

B
Florida 1/2/2019

B
Oklahoma 1/2/2019

B
Georgia 1/2/2019

B
Oregon 1/2/2019

B
Hawaii 1/2/2019

B
Pennsylvania 1/2/2019

B
Idaho 1/2/2019

B
Puerto Rico 1/2/2019

B
Illinois 1/2/2019

B
Rhode Island 1/2/2019

B
Indiana 1/2/2019

B
South Carolina 1/2/2019

B
Iowa 1/2/2019

B
South Dakota 1/2/2019

B
Kansas 1/2/2019

B
Tennessee 1/2/2019

B
Kentucky 1/2/2019

IA
Texas 4/7/2008

B
Louisiana 1/2/2019

B
Texas 1/22/2016

B
Maine 1/2/2019

B
Utah 1/2/2019

B
Maryland 1/2/2019

B
Vermont 1/2/2019

B
Massachusetts 1/2/2019

B
Virgin Islands 1/2/2019

B
Michigan 1/2/2019

B
Virginia 1/2/2019

B
Minnesota 1/2/2019

B
Washington 1/2/2019

B
Mississippi 1/2/2019

B
West Virginia 1/2/2019

B
Missouri 1/2/2019

B
Wisconsin 1/2/2019

B
Montana 1/2/2019

B
Wyoming 1/2/2019

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HILLTOP SECURITIES INC. (CRD#:6220)
717 N. Harwood Street Suite 3400, DALLAS, TX 75201
Registered with this firm since 6/16/2016

IA
HILLTOP SECURITIES ASSET MANAGEMENT, LLC (CRD#:110760)
717 N. HARWOOD STREET SUITE 3400, DALLAS, TX 75201
Registered with this firm since 4/7/2008

B
HILLTOP SECURITIES INC. (CRD#:6220)
717 N. Harwood Street Suite 3400, DALLAS, TX 75201
Registered with this firm since 1/22/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/10/2017 - 02/22/2019 FSW ADVISORY SERVICES INC. (CRD#:148818) DALLAS, TX
B
04/07/2008 - 01/22/2016 FIRST SOUTHWEST COMPANY, LLC (CRD#:316) DALLAS, TX
IA
06/10/2003 - 04/07/2008 THE AYCO COMPANY,L.P. (CRD#:106693) DALLAS, TX
B
01/24/2003 - 04/07/2008 MERCER ALLIED COMPANY, L.P. (CRD#:37404) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.