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DEVIN ANTHONY CARROLL
CRD#: 4590788
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Investment Adviser
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Previous Broker
STRATEGIC FINANCIAL CONCEPTS, LLCCRD#: 141849 4203 Richmond Place
Texarkana, TX 75503
Registration History
2002200420062008201020122014201620182020202220242026IASTRATEGIC FINANCIAL CONCEPTS, LLC (CRD# 141849)2020 - Present (4 years)BLPL FINANCIAL LLC (CRD# 6413)2010 - 2018 (7 years)BEDWARD JONES (CRD# 250)2002 - 2010 (7 years)IAINTRUA ADVISORY GROUP LLC (CRD# 169512)2014 - 2020 (6 years)IALPL FINANCIAL LLC (CRD# 6413)2010 - 2015 (5 years)IAEDWARD JONES (CRD# 250)2008 - 2010 (1 year)
Disclosure(s)
View By:
8/21/2007
Customer Dispute
Denied
License(s)

State Registrations

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Alabama 3/29/2024

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Florida 10/11/2023

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Arkansas 5/9/2023

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Texas 11/20/2020

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California 3/29/2024

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Utah 8/8/2024

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Colorado 4/1/2024

Current Registration(s)
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STRATEGIC FINANCIAL CONCEPTS, LLC (CRD#:141849)
4203 Richmond Place, Texarkana, TX 75503
Registered with this firm since 11/20/2020

Previous Registration(s)
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01/23/2014 - 11/18/2020 INTRUA ADVISORY GROUP LLC (CRD#:169512) HOUSTON, TX
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06/18/2010 - 01/02/2018 LPL FINANCIAL LLC (CRD#:6413) TEXARKANA, TX
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06/18/2010 - 11/02/2015 LPL FINANCIAL LLC (CRD#:6413) TEXARKANA, TX
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08/05/2008 - 06/21/2010 EDWARD JONES (CRD#:250) TEXARKANA, TX
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11/26/2002 - 06/21/2010 EDWARD JONES (CRD#:250) TEXARKANA, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.