Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DAVID ASHLEY RAGAN
DAVE RAGAN
CRD#: 4590748
IA
Investment Adviser
GRUNDEN FINANCIAL ADVISORY, INC.CRD#: 111595 515 SOUTH CARROLL BLVD
DENTON, TX 76201
Registration History
2008201020122014201620182020202220242026IAGRUNDEN FINANCIAL ADVISORY, INC. (CRD# 111595)2012 - Present (13 years)IAGRUNDEN FINANCIAL ADVISORY, INC. (CRD# 111595)2007 - 2011 (4 years)
License(s)

State Registrations

IA
Texas 3/22/2012
Current Registration(s)
IA
GRUNDEN FINANCIAL ADVISORY, INC. (CRD#:111595)
515 SOUTH CARROLL BLVD, DENTON, TX 76201
Registered with this firm since 3/22/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/18/2007 - 12/31/2011 GRUNDEN FINANCIAL ADVISORY, INC. (CRD#:111595) DENTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.