• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DOMINIQUE PERNA
DOMINIQUE PERNA FOX
CRD#: 4590311
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 Mountain Home, AR
Registration History
200620082010201220142016201820202022202420262 FIRMS2010 - 2013 (3 years)2 FIRMS2014 - 2016 (2 years)2 FIRMS2016 - Present (8 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2009 - 2010 (<1 year)BNEXT FINANCIAL GROUP, INC. (CRD# 46214)2006 - 2007 (1 year)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2006 - 2006 (<1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2005 - 2006 (<1 year)
License(s)

State Registrations

B
Arkansas 9/8/2020

B
California 4/15/2016

IA
Arkansas 9/9/2020

IA
California 4/15/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
Mountain Home, AR
Registered with this firm since 4/15/2016

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
Mountain Home, AR
Registered with this firm since 4/15/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/27/2014 - 03/29/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) PASADENA, CA
B
02/07/2014 - 03/29/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) PASADENA, CA
IA
10/06/2010 - 05/07/2013 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) GLENDALE, CA
B
05/28/2010 - 05/07/2013 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) GLENDALE, CA
B
09/28/2009 - 01/06/2010 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
B
10/06/2006 - 11/16/2007 NEXT FINANCIAL GROUP, INC. (CRD#:46214) LITTLE ROCK, AR
B
06/09/2006 - 10/09/2006 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) LITTLE ROCK, AR
B
09/13/2005 - 02/01/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) LITTLE ROCK, AR
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.